• About
  • Offices
  • Careers
  • News
  • Students
  • Alumni
  • Payments
  • EN | FR
Background Image
Bennett Jones Logo
  • People
  • Expertise
  • Knowledge
  • Search
  • FR Menu
  • Search Mobile
A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
View all
Practices
Corporate Litigation Regulatory Tax View all
Industries
Capital Projects Energy Funds & Finance Mining View all
Advisory
Crisis & Risk Management ESG Strategy and Solutions Governmental Affairs & Public Policy
View Client Work
International Experience
Insights News Events Subscribe
Quarterly M&A Insights Quarterly Fintech Insights New Energy Economy Series ESG & the CIO
Arbitration Angle Business Law Talks Podcast Economic Outlook Class Actions: Looking Forward
People
Practices
Industries
Advisory Services
Client Work
About
Offices
News
Careers
Insights
Law Students
Events
Search
Alumni
Payments
Subscribe

Stay informed on the latest business and legal insights and events.

LinkedIn LinkedIn Twitter Twitter Vimeo Vimeo
 
Blog

CSA Proposes New Canadian Derivatives Business Conduct Rules and Provides Update on Derivatives Registration Rules

April 05, 2017

Written By Mark S. Powell

On April 4, 2017, the securities regulators of each of the provinces and territories of Canada–the Canadian Securities Administrators (CSA)–published a press release and CSA Notice and Request for Comments relating to Proposed National Instrument 93-101 entitled Derivatives: Business Conduct (the Business Conduct Rules).

While we expect that there will be a number of comments delivered to the CSA on the Business Conduct Rules, it is an update found in the accompanying press release that will be of the most interest to our clients.

According to the press release, the draft Canadian derivatives dealer/adviser registration rules (the Derivatives Registration Rules) are to be issued soon.  In fact, the CSA have extended the comment period on the Business Conduct Rules to allow market participants to review the Derivatives Registration Rules as part of their analysis.

Comments on the Business Conduct Rules are to be submitted by September 1, 2017.

If you have any questions or concerns relating to the Business Conduct Rules or the Derivatives Registration Rules, please do not hesitate to contact our Trading & Derivatives team.

Download PDF

Author

  • Mark S. Powell Mark S. Powell, Partner

Bennett Jones Top Ranked in Chambers Canada 2024

Related Links

  • Insights
  • Media
  • Subscribe

Recent Posts

Blog

More Legislative Changes on the Horizon for Ontario Employers

December 05, 2023
       

Blog

Canada's Clean Tech Push & Alberta's Carbon Incentive

December 04, 2023
       

Blog

Update on Alberta's Renewables Pause: Expert Recommendations [...]

November 29, 2023
       

Blog

Changes to Ontario's Employment-Related Legislation Have Arrived

November 28, 2023
       

Blog

How Canadian Investment Can Help Rebuild Ukraine

November 27, 2023
       
Bennett Jones Centennial Footer
Bennett Jones Centennial Footer
About
  • Leadership
  • Diversity
  • Community
  • Innovation
  • Security
  • History
Offices
  • Calgary
  • Edmonton
  • Montréal
  • Ottawa
  • Toronto
  • Vancouver
  • New York
Connect
  • Insights
  • News
  • Events
  • Careers
  • Students
  • Alumni
Subscribe

Stay informed on the latest business and legal insights and events.

LinkedIn LinkedIn Twitter Twitter Vimeo Vimeo
© Bennett Jones LLP 2023. All rights reserved.
  • Privacy Policy
  • Disclaimer
  • Terms of Use
Logo Bennett Jones